Legal & Regulatory Information

Please read the following information about Ascot Lloyd Private Office, Ascot Lloyd Benefit Solutions and PFP Wealth Management and the use of this website carefully, as you will be legally bound by it. By accessing these pages, you shall be deemed to have accepted, and agreed to be bound by, the terms of this Notice, which will be governed by and construed in accordance with English law, unless otherwise stated.

 

Ascot Lloyd

Ascot Lloyd Benefit Solutions and Ascot Lloyd Private Office are each trading names of Ascot Lloyd Financial Services Ltd which is authorised and regulated by the Financial Conduct Authority. Further information can be obtained from the main website here.

 

PFP Wealth Management

This Partnership is registered in England & Wales and the registered office is 3 Windsor Court, Clarence Drive, Harrogate, North Yorkshire, HG1 2PE. Its registered number is OC330707.

The partners are:

Ross Hyett
David Wadsworth
Tim Price
Patrick Finnegan
Doug Pritchard
Brian Smyth

 

FCA Authorisation

PFP Wealth Management LLP is authorised and regulated by the Financial Conduct Authority. The member number is 473710. This information can be verified on the FCA website www.fca.org.uk/ or in writing at 25 The North Colonnade, Canary Wharf, London E14 5HS.

 

Content of site

Whilst considerable care has been taken to ensure the information contained within this web site is accurate and up-to-date, no warranty is given as to the accuracy or completeness of any information and no liability is accepted for any errors or omissions in such information. Some information is provided under licence by Taxbriefs Limited which was founded in 1975 to provide specialist reference sources and publications to the financial services industry.

 

Jurisdiction for use

The pages of this website are prepared and issued in the United Kingdom and are intended for the information and use of United Kingdom residents only.

 

Data Protection
PFP Wealth Management takes its data protection and client confidentiality obligations seriously. Each of the businesses is registered with the Information Commissioner as required by the Data Protection Act, with registered number Z1093186.

 

Arranging Custody

In accordance with its regulatory permission, PFP Wealth Management has entered into an agreement with SEI Investments (Europe) Limited for them to provide custody services. We would draw your attention to the following documents in respect of this discretionary investment management service:

1. Custody Agreement
2. Frequently Asked Questions (FAQ) - your relationship with SEI Investments (Europe) Limited (for new clients after 1 November 2013)
3. Frequently Asked Questions (FAQ) - your relationship with SEI Investments (Europe) Limited (for existing clients as at 1 November 2013)